|
Grand Parent
Access - Supreme Court Rules
In June, 2000, the U.S. Supreme Court in
Troxel v. Granville, in one of its rare
decisions in the Family Law area, reshaped the definition of
family by determining who has the power to control possession of
minor children. The decision has been hailed as a victory for
parents rights and a defeat for grandparents rights. However, the
decision should not have a tremendous effect in Texas for reasons
hereafter stated.
In Troxel, the surviving parent of a
child objected, not to the parental grandparents having possession
of the grandkids, but to the amount of time of possession. The
case, procedurally, affirmed the Washington Supreme Court's
overturning of its non-parent possession statute, which was called
"breathtakingly broad", by the U.S. Supreme Court. In essence, the
U.S. Supreme Court indicated that it disapproves of an extremely
broad statute that allows any person-including any person from off
the street-from being able to have standing to come into Court and
force a parent to show a judge that it is not in the child's best
interest for this third party to have possession rights. The U.S.
Supreme Court noted that all fifty states have grandparent
possession statutes and was unwilling to extend this Troxel
ruling beyond the, again, "breathtakingly broad" Washington
statute.
The Texas Family Code provisions for third party
access are narrow, and therefore should not suffer the same
sweeping judgment as the Washington statute. Challenges to
existing Orders will most likely continue to be on a material
change of condition standard with the Court, once it is satisfied
that there is standing for the suit to proceed. The Question for
the Court to answer:"Is it in the best interest of the child for
'X' to have possession time of the child?" (Where 'X' being the
third party, generally a grandparent, but could be another person
with whom the child is actually resided for an extended period of
time). As in common law marriage cases, look for a two step
procedure to develop to more efficiently handle the ramifications
of Troxel.

SUPREME COURT OF THE UNITED STATES
TROXEL et vir. v. GRANVILLE
CERTIORARI TO THE SUPREME COURT OF WASHINGTON
No. 99—138. Argued
January 12, 2000–Decided June 5, 2000
Syllabus:
Washington Rev. Code §26.10.160(3)
permits “[a]ny person” to petition for visitation rights “at any
time” and authorizes state superior courts to grant such rights
whenever visitation may serve a child’s best interest. Petitioners
Troxel petitioned for the right to visit their deceased son’s
daughters. Respondent Granville, the girls’ mother, did not oppose
all visitation, but objected to the amount sought by the Troxels.
The Superior Court ordered more visitation than Granville desired,
and she appealed. The State Court of Appeals reversed and
dismissed the Troxels’ petition. In affirming, the State Supreme
Court held, inter alia, that §26.10.160(3)
unconstitutionally infringes on parents’ fundamental right to rear
their children. Reasoning that the Federal Constitution permits a
State to interfere with this right only to prevent harm or
potential harm to the child, it found that §26.10.160(3) does not
require a threshold showing of harm and sweeps too broadly by
permitting any person to petition at any time with the only
requirement being that the visitation serve the best interest of
the child.
Held: The judgment is
affirmed.
Majority Opinion:
Justice O’Connor announced the
judgment of the Court and delivered an opinion, in which The Chief
Justice, Justice Ginsburg, and Justice Breyer join.
Section 26.10.160(3) of the
Revised Code of Washington permits “[a]ny person” to petition a
superior court for visitation rights “at any time,” and authorizes
that court to grant such visitation rights whenever “visitation
may serve the best interest of the child.” Petitioners Jenifer and
Gary Troxel petitioned a Washington Superior Court for the right
to visit their grandchildren, Isabelle and Natalie Troxel.
Respondent Tommie Granville, the mother of Isabelle and Natalie,
opposed the petition. The case ultimately reached the Washington
Supreme Court, which held that §26.10.160(3) unconstitutionally
interferes with the fundamental right of parents to rear their
children.
Tommie Granville and Brad
Troxel shared a relationship that ended in June 1991. The two
never married, but they had two daughters, Isabelle and Natalie.
Jenifer and Gary Troxel are Brad’s parents, and thus the paternal
grandparents of Isabelle and Natalie. After Tommie and Brad
separated in 1991, Brad lived with his parents and regularly
brought his daughters to his parents’ home for weekend visitation.
Brad committed suicide in May 1993. Although the Troxels at first
continued to see Isabelle and Natalie on a regular basis after
their son’s death, Tommie Granville informed the Troxels in
October 1993 that she wished to limit their visitation with her
daughters to one short visit per month. In re Smith, 137
Wash. 2d 1, 6, 969 P.2d 21, 23—24 (1998); In re Troxel, 87
Wash. App. 131, 133, 940 P.2d 698, 698—699 (1997).
In December 1993, the Troxels
commenced the present action by filing, in the Washington Superior
Court for Skagit County, a petition to obtain visitation rights
with Isabelle and Natalie. The Troxels filed their petition under
two Washington statutes, Wash. Rev. Code §§26.09.240 and
26.10.160(3) (1994). Only the latter statute is at issue in this
case. Section 26.10.160(3) provides: “Any person may petition the
court for visitation rights at any time including, but not limited
to, custody proceedings. The court may order visitation rights for
any person when visitation may serve the best interest of the
child whether or not there has been any change of circumstances.”
At trial, the Troxels requested two weekends of overnight
visitation per month and two weeks of visitation each summer.
Granville did not oppose visitation altogether, but instead asked
the court to order one day of visitation per month with no
overnight stay. 87 Wash. App., at 133—134, 940 P.2d, at 699. In
1995, the Superior Court issued an oral ruling and entered a
visitation decree ordering visitation one weekend per month, one
week during the summer, and four hours on both of the petitioning
grandparents’ birthdays. 137 Wash. 2d, at 6, 969 P.2d, at 23; App.
to Pet. for Cert. 76a—78a.
Granville appealed, during
which time she married Kelly Wynn. Before addressing the merits of
Granville’s appeal, the Washington Court of Appeals remanded the
case to the Superior Court for entry of written findings of fact
and conclusions of law. 137 Wash.2d, at 6, 969 P.2d, at 23. On
remand, the Superior Court found that visitation was in Isabelle
and Natalie’s best interests:
“The Petitioners [the Troxels] are
part of a large, central, loving family, all located in this area,
and the Petitioners can provide opportunities for the children in
the areas of cousins and music.
“ … The court took into
consideration all factors regarding the best interest of the
children and considered all the testimony before it. The children
would be benefitted from spending quality time with the
Petitioners, provided that that time is balanced with time with
the childrens’ [sic] nuclear family. The court finds that
the childrens’ [sic] best interests are served by spending
time with their mother and stepfather’s other six children.” App.
70a.
Approximately nine months after the
Superior Court entered its order on remand, Granville’s husband
formally adopted Isabelle and Natalie. Id., at 60a—67a.
The Washington Court of Appeals
reversed the lower court’s visitation order and dismissed the
Troxels’ petition for visitation, holding that nonparents lack
standing to seek visitation under §26.10.160(3) unless a custody
action is pending. In the Court of Appeals’ view, that limitation
on nonparental visitation actions was “consistent with the
constitutional restrictions on state interference with parents’
fundamental liberty interest in the care, custody, and management
of their children.” 87 Wash. App., at 135, 940 P.2d, at 700
(internal quotation marks omitted). Having resolved the case on
the statutory ground, however, the Court of Appeals did not
expressly pass on Granville’s constitutional challenge to the
visitation statute. Id., at 138, 940 P.2d, at 701.
The Washington Supreme Court
granted the Troxels’ petition for review and, after consolidating
their case with two other visitation cases, affirmed. The court
disagreed with the Court of Appeals’ decision on the statutory
issue and found that the plain language of §26.10.160(3) gave the
Troxels standing to seek visitation, irrespective of whether a
custody action was pending. 137 Wash. 2d, at 12, 969 P.2d, at
26—27. The Washington Supreme Court nevertheless agreed with the
Court of Appeals’ ultimate conclusion that the Troxels could not
obtain visitation of Isabelle and Natalie pursuant to
§26.10.160(3). The court rested its decision on the Federal
Constitution, holding that §26.10.160(3) unconstitutionally
infringes on the fundamental right of parents to rear their
children. In the court’s view, there were at least two problems
with the nonparental visitation statute. First, according to the
Washington Supreme Court, the Constitution permits a State to
interfere with the right of parents to rear their children only to
prevent harm or potential harm to a child. Section 26.10.160(3)
fails that standard because it requires no threshold showing of
harm. Id., at 15—20, 969 P.2d, at 28—30. Second, by
allowing “ ‘any person’ to petition for forced visitation of a
child at ‘any time’ with the only requirement being that the
visitation serve the best interest of the child,” the Washington
visitation statute sweeps too broadly. Id., at 20, 969
P.2d, at 30. “It is not within the province of the state to make
significant decisions concerning the custody of children merely
because it could make a ‘better’ decision.” Ibid., 969
P.2d, at 31. The Washington Supreme Court held that “[p]arents
have a right to limit visitation of their children with third
persons,” and that between parents and judges, “the parents should
be the ones to choose whether to expose their children to certain
people or ideas.” Id., at 21, 969 P.2d, at 31. Four
justices dissented from the Washington Supreme Court’s holding on
the constitutionality of the statute. Id., at 23—43, 969
P.2d, at 32—42.
We granted certiorari,
527 U.S. 1069 (1999), and now affirm the judgment.
II
The demographic changes of the
past century make it difficult to speak of an average American
family. The composition of families varies greatly from household
to household. While many children may have two married parents and
grandparents who visit regularly, many other children are raised
in single-parent households. In 1996, children living with only
one parent accounted for 28 percent of all children under age 18
in the United States. U.S. Dept. of Commerce, Bureau of Census,
Current Population Reports, 1997 Population Profile of the United
States 27 (1998). Understandably, in these single-parent
households, persons outside the nuclear family are called upon
with increasing frequency to assist in the everyday tasks of child
rearing. In many cases, grandparents play an important role. For
example, in 1998, approximately 4 million children–or 5.6 percent
of all children under age 18–lived in the household of their
grandparents. U.S. Dept. of Commerce, Bureau of Census, Current
Population Reports, Marital Status and Living Arrangements: March
1998 (Update), p. i (1998).
The nationwide enactment of
nonparental visitation statutes is assuredly due, in some part, to
the States’ recognition of these changing realities of the
American family. Because grandparents and other relatives
undertake duties of a parental nature in many households, States
have sought to ensure the welfare of the children therein by
protecting the relationships those children form with such third
parties. The States’ nonparental visitation statutes are further
supported by a recognition, which varies from State to State, that
children should have the
opportunity to benefit from relationships with statutorily
specified persons–for example, their grandparents. The extension
of statutory rights in this area to persons other than a child’s
parents, however, comes with an obvious cost. For example, the
State’s recognition of an independent third-party interest in a
child can place a substantial burden on the traditional
parent-child relationship. Contrary to Justice Stevens’
accusation, our description of state nonparental visitation
statutes in these terms, of course, is not meant to suggest that
“children are so much chattel.” Post, at 10 (dissenting
opinion). Rather, our terminology is intended to highlight the
fact that these statutes can present questions of constitutional
import. In this case, we are presented with just such a question.
Specifically, we are asked to decide whether §26.10.160(3), as
applied to Tommie Granville and her family, violates the Federal
Constitution.
The
Fourteenth Amendment provides that no State shall “deprive any
person of life, liberty, or property, without due process of law.”
We have long recognized that the Amendment’s Due Process Clause,
like its
Fifth Amendment counterpart, “guarantees more than fair
process.” Washington v. Glucksberg,
521 U.S. 702, 719 (1997). The Clause also includes a
substantive component that “provides heightened protection against
government interference with certain fundamental rights and
liberty interests.” Id., at 720; see also Reno v.
Flores,
507 U.S. 292, 301—302 (1993).
The liberty interest at issue
in this case–the interest of parents in the care, custody, and
control of their children–is perhaps the oldest of the fundamental
liberty interests recognized by this Court. More than 75 years
ago, in Meyer v. Nebraska,
262 U.S. 390, 399, 401 (1923), we held that the “liberty”
protected by the Due Process Clause includes the right of parents
to “establish a home and bring up children” and “to control the
education of their own.” Two years later, in Pierce v.
Society of Sisters,
268 U.S. 510, 534—535 (1925), we again held that the “liberty
of parents and guardians” includes the right “to direct the
upbringing and education of children under their control.” We
explained in Pierce that “[t]he child is not the mere
creature of the State; those who nurture him and direct his
destiny have the right, coupled with the high duty, to recognize
and prepare him for additional obligations.” Id., at 535.
We returned to the subject in Prince v. Massachusetts,
321 U.S. 158 (1944), and again confirmed that there is a
constitutional dimension to the right of parents to direct the
upbringing of their children. “It is cardinal with us that the
custody, care and nurture of the child reside first in the
parents, whose primary function and freedom include preparation
for obligations the state can neither supply nor hinder.” Id.,
at 166.
In subsequent cases also, we
have recognized the fundamental right of parents to make decisions
concerning the care, custody, and control of their children. See,
e.g., Stanley v. Illinois,
405 U.S. 645, 651 (1972) (“It is plain that the interest of a
parent in the companionship, care, custody, and management of his
or her children ‘come[s] to this Court with a momentum for respect
lacking when appeal is made to liberties which derive merely from
shifting economic arrangements’ ” (citation omitted));
Wisconsin v. Yoder,
406 U.S. 205, 232 (1972) (“The history and culture of Western
civilization reflect a strong tradition of parental concern for
the nurture and upbringing of their children. This primary role of
the parents in the upbringing of their children is now established
beyond debate as an enduring American tradition”); Quilloin
v. Walcott,
434 U.S. 246, 255 (1978) (“We have recognized on numerous
occasions that the relationship between parent and child is
constitutionally protected”); Parham v. J. R.,
442 U.S. 584, 602 (1979) (“Our jurisprudence historically has
reflected Western civilization concepts of the family as a unit
with broad parental authority over minor children. Our cases have
consistently followed that course”); Santosky v. Kramer,
455 U.S. 745, 753 (1982) (discussing “[t]he fundamental
liberty interest of natural parents in the care, custody, and
management of their child”); Glucksberg, supra, at
720 (“In a long line of cases, we have held that, in addition to
the specific freedoms protected by the Bill of Rights, the
‘liberty’ specially protected by the Due Process Clause includes
the righ[t] … to direct the education and upbringing of one’s
children” (citing Meyer and Pierce)). In light of
this extensive precedent, it cannot now be doubted that the Due
Process Clause of the
Fourteenth Amendment protects the fundamental right of parents
to make decisions concerning the care, custody, and control of
their children.
Section 26.10.160(3), as
applied to Granville and her family in this case,
unconstitutionally infringes on that fundamental parental right.
The Washington nonparental visitation statute is breathtakingly
broad. According to the statute’s text, “[a]ny person may
petition the court for visitation rights at any time,” and
the court may grant such visitation rights whenever “visitation
may serve the best interest of the child.” §26.10.160(3)
(emphases added). That language effectively permits any third
party seeking visitation to subject any decision by a parent
concerning visitation of the parent’s children to state-court
review. Once the visitation petition has been filed in court and
the matter is placed before a judge, a parent’s decision that
visitation would not be in the child’s best interest is accorded
no deference. Section 26.10.160(3) contains no requirement that a
court accord the parent’s decision any presumption of validity or
any weight whatsoever. Instead, the Washington statute places the
best-interest determination solely in the hands of the judge.
Should the judge disagree with the parent’s estimation of the
child’s best interests, the judge’s view necessarily prevails.
Thus, in practical effect, in the State of Washington a court can
disregard and overturn any decision by a fit custodial
parent concerning visitation whenever a third party affected by
the decision files a visitation petition, based solely on the
judge’s determination of the child’s best interests. The
Washington Supreme Court had the opportunity to give §26.10.160(3)
a narrower reading, but it declined to do so. See, e.g.,
137 Wash. 2d, at 5, 969 P.2d, at 23 (“[The statute] allow[s] any
person, at any time, to petition for visitation without regard to
relationship to the child, without regard to changed
circumstances, and without regard to harm”); id., at 20,
969 P.2d, at 30 (“[The statute] allow[s] ‘any person’ to petition
for forced visitation of a child at ‘any time’ with the only
requirement being that the visitation serve the best interest of
the child”).
Turning to the facts of this
case, the record reveals that the Superior Court’s order was based
on precisely the type of mere disagreement we have just described
and nothing more. The Superior Court’s order was not founded on
any special factors that might justify the State’s interference
with Granville’s fundamental right to make decisions concerning
the rearing of her two daughters. To be sure, this case involves a
visitation petition filed by grandparents soon after the death of
their son–the father of Isabelle and Natalie–but the combination
of several factors here compels our conclusion that §26.10.160(3),
as applied, exceeded the bounds of the Due Process Clause.
First, the Troxels did not
allege, and no court has found, that Granville was an unfit
parent. That aspect of the case is important, for there is a
presumption that fit parents act in the best interests of their
children. As this Court explained in Parham:
“[O]ur constitutional system long
ago rejected any notion that a child is the mere creature of the
State and, on the contrary, asserted that parents generally have
the right, coupled with the high duty, to recognize and prepare
[their children] for additional obligations. … The law’s concept
of the family rests on a presumption that parents possess what a
child lacks in maturity, experience, and capacity for judgment
required for making life’s difficult decisions. More important,
historically it has recognized that natural bonds of affection
lead parents to act in the best interests of their children.” 442
U.S., at 602 (alteration in original) (internal quotation marks
and citations omitted).
Accordingly, so long as a parent
adequately cares for his or her children (i.e., is fit),
there will normally be no reason for the State to inject itself
into the private realm of the family to further question the
ability of that parent to make the best decisions concerning the
rearing of that parent’s children. See, e.g., Flores,
507 U.S., at 304.
The problem here is not that
the Washington Superior Court intervened, but that when it did so,
it gave no special weight at all to Granville’s determination of
her daughters’ best interests. More importantly, it appears that
the Superior Court applied exactly the opposite presumption. In
reciting its oral ruling after the conclusion of closing
arguments, the Superior Court judge explained:
“The burden is to show that it is
in the best interest of the children to have some visitation and
some quality time with their grandparents. I think in most
situations a commonsensical approach [is that] it is normally in
the best interest of the children to spend quality time with the
grandparent, unless the grandparent, [sic] there are some
issues or problems involved wherein the grandparents, their
lifestyles are going to impact adversely upon the children. That
certainly isn’t the case here from what I can tell.” Verbatim
Report of Proceedings in In re Troxel, No. 93—3—00650—7
(Wash. Super. Ct., Dec. 14, 19, 1994), p. 213 (hereinafter
Verbatim Report).
The judge’s comments suggest that
he presumed the grandparents’ request should be granted unless the
children would be “impact[ed] adversely.” In effect, the judge
placed on Granville, the fit custodial parent, the burden of
disproving that visitation would be in the best interest of
her daughters. The judge reiterated moments later: “I think
[visitation with the Troxels] would be in the best interest of the
children and I haven’t been shown it is not in [the] best interest
of the children.” Id., at 214.
The decisional framework
employed by the Superior Court directly contravened the
traditional presumption that a fit parent will act in the best
interest of his or her child. See Parham, supra, at
602. In that respect, the court’s presumption failed to provide
any protection for Granville’s fundamental constitutional right to
make decisions concerning the rearing of her own daughters. Cf.,
e.g., Cal. Fam. Code Ann. §3104(e) (West 1994) (rebuttable
presumption that grandparent visitation is not in child’s best
interest if parents agree that visitation rights should not be
granted); Me. Rev. Stat. Ann., Tit. 19A, §1803(3) (1998) (court
may award grandparent visitation if in best interest of child and
“would not significantly interfere with any parent-child
relationship or with the parent’s rightful authority over the
child”); Minn. Stat. §257.022(2)(a)(2) (1998) (court may award
grandparent visitation if in best interest of child and “such
visitation would not interfere with the parent-child
relationship”); Neb. Rev. Stat. §43—1802(2) (1998) (court must
find “by clear and convincing evidence” that grandparent
visitation “will not adversely interfere with the parent-child
relationship”); R. I. Gen. Laws §15—5—24.3(a)(2)(v) (Supp. 1999)
(grandparent must rebut, by clear and convincing evidence,
presumption that parent’s decision to refuse grandparent
visitation was reasonable); Utah Code Ann. §30—5—2(2)(e) (1998)
(same); Hoff v. Berg, 595 N. W. 2d 285, 291—292
(N. D. 1999) (holding North Dakota grandparent visitation statute
unconstitutional because State has no “compelling interest in
presuming visitation rights of grandparents to an unmarried minor
are in the child’s best interests and forcing parents to accede to
court-ordered grandparental visitation unless the parents are
first able to prove such visitation is not in the best interests
of their minor child”). In an ideal world, parents might always
seek to cultivate the bonds between grandparents and their
grandchildren. Needless to say, however, our world is far from
perfect, and in it the decision whether such an intergenerational
relationship would be beneficial in any specific case is for the
parent to make in the first instance. And, if a fit parent’s
decision of the kind at issue here becomes subject to judicial
review, the court must accord at least some special weight to the
parent’s own determination.
Finally, we note that there is
no allegation that Granville ever sought to cut off visitation
entirely. Rather, the present dispute originated when Granville
informed the Troxels that she would prefer to restrict their
visitation with Isabelle and Natalie to one short visit per month
and special holidays. See 87 Wash. App., at 133, 940 P.2d, at 699;
Verbatim Report 12. In the Superior Court proceedings Granville
did not oppose visitation but instead asked that the duration of
any visitation order be shorter than that requested by the Troxels.
While the Troxels requested two weekends per month and two full
weeks in the summer, Granville asked the Superior Court to order
only one day of visitation per month (with no overnight stay) and
participation in the Granville family’s holiday celebrations. See
87 Wash. App., at 133, 940 P.2d, at 699; Verbatim Report 9 (“Right
off the bat we’d like to say that our position is that grandparent
visitation is in the best interest of the children. It is a matter
of how much and how it is going to be structured”) (opening
statement by Granville’s attorney). The Superior Court gave no
weight to Granville’s having assented to visitation even before
the filing of any visitation petition or subsequent court
intervention. The court instead rejected Granville’s proposal and
settled on a middle ground, ordering one weekend of visitation per
month, one week in the summer, and time on both of the petitioning
grandparents’ birthdays. See 87 Wash. App., at 133—134, 940 P.2d,
at 699; Verbatim Report 216—221. Significantly, many other States
expressly provide by statute that courts may not award visitation
unless a parent has denied (or unreasonably denied) visitation to
the concerned third party. See, e.g., Miss. Code Ann.
§93—16—3(2)(a) (1994) (court must find that “the parent or
custodian of the child unreasonably denied the grandparent
visitation rights with the child”); Ore. Rev. Stat. §109.121(1)(a)(B)
(1997) (court may award visitation if the “custodian of the child
has denied the grandparent reasonable opportunity to visit the
child”); R. I. Gen. Laws §15—5—24.3(a)(2)(iii)—(iv) (Supp. 1999)
(court must find that parents prevented grandparent from visiting
grandchild and that “there is no other way the petitioner is able
to visit his or her grandchild without court intervention”).
Considered together with the
Superior Court’s reasons for awarding visitation to the Troxels,
the combination of these factors demonstrates that the visitation
order in this case was an unconstitutional infringement on
Granville’s fundamental right to make decisions concerning the
care, custody, and control of her two daughters. The Washington
Superior Court failed to accord the determination of Granville, a
fit custodial parent, any material weight. In fact, the Superior
Court made only two formal findings in support of its visitation
order. First, the Troxels “are part of a large, central, loving
family, all located in this area, and the [Troxels] can provide
opportunities for the children in the areas of cousins and music.”
App. 70a. Second, “[t]he children would be benefitted from
spending quality time with the [Troxels], provided that that time
is balanced with time with the childrens’ [sic] nuclear
family.” Ibid. These slender findings, in combination with
the court’s announced presumption in favor of grandparent
visitation and its failure to accord significant weight to
Granville’s already having offered meaningful visitation to the
Troxels, show that this case involves nothing more than a simple
disagreement between the Washington Superior Court and Granville
concerning her children’s best interests. The Superior Court’s
announced reason for ordering one week of visitation in the summer
demonstrates our conclusion well: “I look back on some personal
experiences … . We always spen[t] as kids a week with one set of
grandparents and another set of grandparents, [and] it happened to
work out in our family that [it] turned out to be an enjoyable
experience. Maybe that can, in this family, if that is how it
works out.” Verbatim Report 220—221. As we have explained, the Due
Process Clause does not permit a State to infringe on the
fundamental right of parents to make childrearing decisions simply
because a state judge believes a “better” decision could be made.
Neither the Washington nonparental visitation statute
generally–which places no limits on either the persons who may
petition for visitation or the circumstances in which such a
petition may be granted–nor the Superior Court in this specific
case required anything more. Accordingly, we hold that
§26.10.160(3), as applied in this case, is unconstitutional.
Because we rest our decision on
the sweeping breadth of §26.10.160(3) and the application of that
broad, unlimited power in this case, we do not consider the
primary constitutional question passed on by the Washington
Supreme Court–whether the Due Process Clause requires all
nonparental visitation statutes to include a showing of harm or
potential harm to the child as a condition precedent to granting
visitation. We do not, and need not, define today the precise
scope of the parental due process right in the visitation context.
In this respect, we agree with Justice Kennedy that the
constitutionality of any standard for awarding visitation turns on
the specific manner in which that standard is applied and that the
constitutional protections in this area are best “elaborated with
care.” Post, at 9 (dissenting opinion). Because much
state-court adjudication in this context occurs on a case-by-case
basis, we would be hesitant to hold that specific nonparental
visitation statutes violate the Due Process Clause as a per se
matter.1 See, e.g.,
Fairbanks v. McCarter, 330 Md. 39, 49—50, 622 A. 2d
121, 126—127 (1993) (interpreting best-interest standard in
grandparent visitation statute normally to require court’s
consideration of certain factors); Williams v. Williams,
256 Va. 19, 501 S. E. 2d 417, 418 (1998) (interpreting Virginia
nonparental visitation statute to require finding of harm as
condition precedent to awarding visitation).
Justice Stevens criticizes our
reliance on what he characterizes as merely “a guess” about the
Washington courts’ interpretation of §26.10.160(3). Post,
at 2. Justice Kennedy likewise states that “[m]ore specific
guidance should await a case in which a State’s highest court has
considered all of the facts in the course of elaborating the
protection afforded to parents by the laws of the State and by the
Constitution itself.” Post, at 10. We respectfully
disagree. There is no need to hypothesize about how the Washington
courts might apply §26.10.160(3) because the Washington
Superior Court did apply the statute in this very case.
Like the Washington Supreme Court, then, we are presented with an
actual visitation order and the reasons why the Superior Court
believed entry of the order was appropriate in this case. Faced
with the Superior Court’s application of §26.10.160(3) to
Granville and her family, the Washington Supreme Court chose not
to give the statute a narrower construction. Rather, that court
gave §26.10.160(3) a literal and expansive interpretation. As we
have explained, that broad construction plainly encompassed the
Superior Court’s application of the statute. See supra, at
8—9.
There is thus no reason to
remand the case for further proceedings in the Washington Supreme
Court. As Justice Kennedy recognizes, the burden of litigating a
domestic relations proceeding can itself be “so disruptive of the
parent-child relationship that the constitutional right of a
custodial parent to make certain basic determinations for the
child’s welfare becomes implicated.” Post at 9. In this
case, the litigation costs incurred by Granville on her trip
through the Washington court system and to this Court are without
a doubt already substantial. As we have explained, it is apparent
that the entry of the visitation order in this case violated the
Constitution. We should say so now, without forcing the parties
into additional litigation that would further burden Granville’s
parental right. We therefore hold that the application of
§26.10.160(3) to Granville and her family violated her due process
right to make decisions concerning the care, custody, and control
of her daughters.
Accordingly, the judgment of
the Washington Supreme Court is affirmed.
It is so ordered.
Justice Souter, concurring in
the judgment.
I concur in the judgment
affirming the decision of the Supreme Court of Washington, whose
facial invalidation of its own state statute is consistent with
this Court’s prior cases addressing the substantive interests at
stake. I would say no more. The issues that might well be
presented by reviewing a decision addressing the specific
application of the state statute by the trial court, ante,
at 9—14, are not before us and do not call for turning any fresh
furrows in the “treacherous field” of substantive due process.
Moore v. East Cleveland,
431 U.S. 494, 502 (1977) (opinion of Powell, J.).
The Supreme Court of Washington
invalidated its state statute based on the text of the statute
alone, not its application to any particular case.1
Its ruling rested on two independently sufficient grounds: the
failure of the statute to require harm to the child to justify a
disputed visitation order, In re Smith, 137 Wash. 2d, 1,
17, 969 P.2d 21, 29 (1998), and the statute’s authorization of
“any person” at “any time” to petition and to receive visitation
rights subject only to a free-ranging best-interests-of-the-child
standard, id., at 20—21, 969 P.2d, at 30—31. Ante,
at 4. I see no error in the second reason, that because the state
statute authorizes any person at any time to request (and a judge
to award) visitation rights, subject only to the State’s
particular best-interests standard, the state statute sweeps too
broadly and is unconstitutional on its face. Consequently, there
is no need to decide whether harm is required or to consider the
precise scope of the parent’s right or its necessary protections.
We have long recognized that a
parent’s interests in the nurture, upbringing, companionship,
care, and custody of children are generally protected by the Due
Process Clause of the
Fourteenth Amendment. See, e.g., Meyer v.
Nebraska,
262 U.S. 390, 399, 401 (1923); Pierce v. Society of
Sisters,
268 U.S. 510, 535 (1925); Stanley v. Illinois,
405 U.S. 645, 651 (1972); Wisconsin v. Yoder,
406 U.S. 205, 232 (1972); Quilloin v. Walcott,
434 U.S. 246, 255 (1978); Parham v. J. R.,
442 U.S. 584, 602 (1979); Santosky v. Kramer,
455 U.S. 745, 753 (1982); Washington v. Glucksberg,
521 U.S. 702, 720 (1997). As we first acknowledged in Meyer,
the right of parents to “bring up children,” 262 U.S., at 399, and
“to control the education of their own” is protected by the
Constitution, id., at 401. See also Glucksberg, supra,
at 761 (Souter, J., concurring in judgment).
On the basis of this settled
principle, the Supreme Court of Washington invalidated its statute
because it authorized a contested visitation order at the
intrusive behest of any person at any time subject only to a
best-interests-of-the-child standard. In construing the statute,
the state court explained that the “any person” at “any time”
language was to be read literally, at 137 Wash. 2d, at 10—11, 969
P.2d, at 25—27, and that “[m]ost notably the statut[e] do[es] not
require the petitioner to establish that he or she has a
substantial relationship with the child,” id., at 20—21,
969 P.2d, at 31. Although the statute speaks of granting
visitation rights whenever “visitation may serve the best interest
of the child,” Wash. Rev. Code §26.10.160(3) (1994), the state
court authoritatively read this provision as placing hardly any
limit on a court’s discretion to award visitation rights. As the
court understood it, the specific best-interests provision in the
statute would allow a court to award visitation whenever it
thought it could make a better decision than a child’s parent had
done. See 137 Wash. 2d, at 20, 969 P.2d, at 31 (“It is not within
the province of the state to make significant decisions concerning
the custody of children merely because it could make a ‘better’
decision”).2 On that
basis in part, the Supreme Court of Washington invalidated the
State’s own statute: “Parents have a right to limit visitation of
their children with third persons.” Id., at 21, 969 P.2d,
at 31.
Our cases, it is true, have not
set out exact metes and bounds to the protected interest of a
parent in the relationship with his child, but Meyer’s
repeatedly recognized right of upbringing would be a sham if it
failed to encompass the right to be free of judicially compelled
visitation by “any party” at “any time” a judge believed he “could
make a ‘better’ decision”3
than the objecting parent had done. The strength of a parent’s
interest in controlling a child’s associates is as obvious as the
influence of personal associations on the development of the
child’s social and moral character. Whether for good or for ill,
adults not only influence but may indoctrinate children, and a
choice about a child’s social companions is not essentially
different from the designation of the adults who will influence
the child in school. Even a State’s considered judgment about the
preferable political and religious character of schoolteachers is
not entitled to prevail over a parent’s choice of private school.
Pierce, supra, at 535 (“The fundamental theory of
liberty upon which all governments in this Union repose excludes
any general power of the State to standardize its children by
forcing them to accept instruction from public teachers only. The
child is not the mere creature of the State; those who nurture him
and direct his destiny have the right, coupled with the high duty,
to recognize and prepare him for additional obligations”). It
would be anomalous, then, to subject a parent to any individual
judge’s choice of a child’s associates from out of the general
population merely because the judge might think himself more
enlightened than the child’s parent.4
To say the least (and as the Court implied in Pierce),
parental choice in such matters is not merely a default rule in
the absence of either governmental choice or the government’s
designation of an official with the power to choose for whatever
reason and in whatever circumstances.
Since I do not question the
power of a State’s highest court to construe its domestic statute
and to apply a demanding standard when ruling on its facial
constitutionality,5
see Chicago v. Morales,
527 U.S. 41, 55, n. 22 (1999) (opinion of Stevens, J.), this
for me is the end of the case. I would simply affirm the decision
of the Supreme Court of Washington that its statute, authorizing
courts to grant visitation rights to any person at any time, is
unconstitutional. I therefore respectfully concur in the judgment.
Justice Thomas, concurring
in the judgment.
I write separately to note that
neither party has argued that our substantive due process cases
were wrongly decided and that the original understanding of the
Due Process Clause precludes judicial enforcement of unenumerated
rights under that constitutional provision. As a result, I express
no view on the merits of this matter, and I understand the
plurality as well to leave the resolution of that issue for
another day.*
Consequently, I agree with the
plurality that this Court’s recognition of a fundamental right of
parents to direct the upbringing of their children resolves this
case. Our decision in Pierce v. Society of Sisters,
268 U.S. 510 (1925), holds that parents have a fundamental
constitutional right to rear their children, including the right
to determine who shall educate and socialize them. The opinions of
the plurality, Justice Kennedy, and Justice Souter recognize such
a right, but curiously none of them articulates the appropriate
standard of review. I would apply strict scrutiny to infringements
of fundamental rights. Here, the State of Washington lacks even a
legitimate governmental interest–to say nothing of a compelling
one–in second-guessing a fit parent’s decision regarding
visitation with third parties. On this basis, I would affirm the
judgment below.
Justice Stevens, dissenting.
The Court today wisely declines
to endorse either the holding or the reasoning of the Supreme
Court of Washington. In my opinion, the Court would have been even
wiser to deny certiorari. Given the problematic character of the
trial court’s decision and the uniqueness of the Washington
statute, there was no pressing need to review a State Supreme
Court decision that merely requires the state legislature to draft
a better statute.
Having decided to address the
merits, however, the Court should begin by recognizing that the
State Supreme Court rendered a federal constitutional judgment
holding a state law invalid on its face. In light of that
judgment, I believe that we should confront the federal questions
presented directly. For the Washington statute is not made
facially invalid either because it may be invoked by too many
hypothetical plaintiffs, or because it leaves open the possibility
that someone may be permitted to sustain a relationship with a
child without having to prove that serious harm to the child would
otherwise result.
I
In response to Tommie
Granville’s federal constitutional challenge, the State Supreme
Court broadly held that Wash. Rev. Code §26.10.160(3) (Supp. 1996)
was invalid on its face under the Federal Constitution.1
Despite the nature of this judgment, Justice O’Connor would hold
that the Washington visitation statute violated the Due Process
Clause of the
Fourteenth Amendment only as applied. Ante, at 6, 8,
14—15. I agree with Justice Souter, ante, at 1, and n. 1
(opinion concurring in judgment), that this approach is untenable.
The task of reviewing a trial
court’s application of a state statute to the particular facts of
a case is one that should be performed in the first instance by
the state appellate courts. In this case, because of their views
of the Federal Constitution, the Washington state appeals courts
have yet to decide whether the trial court’s findings were
adequate under the statute.2
Any as-applied critique of the trial court’s judgment that this
Court might offer could only be based upon a guess about the state
courts’ application of that State’s statute, and an independent
assessment of the facts in this case–both judgments that we are
ill-suited and ill-advised to make.3
While I thus agree with Justice
Souter in this respect, I do not agree with his conclusion that
the State Supreme Court made a definitive construction of the
visitation statute that necessitates the constitutional conclusion
he would draw.4 As I
read the State Supreme Court’s opinion, In re Smith, 137
Wash. 2d 1, 19—20, 969 P.2d 21, 30—31 (1998), its interpretation
of the Federal Constitution made it unnecessary to adopt a
definitive construction of the statutory text, or, critically, to
decide whether the statute had been correctly applied in this
case. In particular, the state court gave no content to the
phrase, “best interest of the child,” Wash. Rev. Code
§26.10.160(3) (Supp. 1996)–content that might well be gleaned from
that State’s own statutes or decisional law employing the same
phrase in different contexts, and from the myriad other state
statutes and court decisions at least nominally applying the same
standard.5 Thus, I
believe that Justice Souter’s conclusion that the statute
unconstitutionally imbues state trial court judges with “
‘too much discretion in every case,’
” ante, at 4, n. 3 (opinion concurring in
judgment) (quoting Chicago v. Morales,
527 U.S. 41, 71 (1999) (Breyer, J., concurring)), is
premature.
We are thus presented with the
unconstrued terms of a state statute and a State Supreme Court
opinion that, in my view, significantly misstates the effect of
the Federal Constitution upon any construction of that statute.
Given that posture, I believe the Court should identify and
correct the two flaws in the reasoning of the state court’s
majority opinion, and remand for further review of the trial
court’s disposition of this specific case.
II
In my view, the State Supreme
Court erred in its federal constitutional analysis because neither
the provision granting “any person” the right to petition the
court for visitation, 137 Wash. 2d, at 20, 969 P.2d, at 30, nor
the absence of a provision requiring a “threshold … finding of
harm to the child,” ibid., provides a sufficient basis for
holding that the statute is invalid in all its applications. I
believe that a facial challenge should fail whenever a statute has
“a ‘plainly legitimate sweep,’ ”
Washington v. Glucksberg,
521 U.S. 702, 739—740 and n. 7 (1997) (Stevens, J., concurring
in judgment).6 Under
the Washington statute, there are plainly any number of
cases–indeed, one suspects, the most common to arise–in which the
“person” among “any” seeking visitation is a once-custodial
caregiver, an intimate relation, or even a genetic parent. Even
the Court would seem to agree that in many circumstances, it would
be constitutionally permissible for a court to award some
visitation of a child to a parent or previous caregiver in cases
of parental separation or divorce, cases of disputed custody,
cases involving temporary foster care or guardianship, and so
forth. As the statute plainly sweeps in a great deal of the
permissible, the State Supreme Court majority incorrectly
concluded that a statute authorizing “any person” to file a
petition seeking visitation privileges would invariably run afoul
of the
Fourteenth Amendment.
The second key aspect of the
Washington Supreme Court’s holding–that the Federal Constitution
requires a showing of actual or potential “harm” to the child
before a court may order visitation continued over a parent’s
objections–finds no support in this Court’s case law. While, as
the Court recognizes, the Federal Constitution certainly protects
the parent-child relationship from arbitrary impairment by the
State, see infra, at 7—8 we have never held that the
parent’s liberty interest in this relationship is so inflexible as
to establish a rigid constitutional shield, protecting every
arbitrary parental decision from any challenge absent a threshold
finding of harm.7 The
presumption that parental decisions generally serve the best
interests of their children is sound, and clearly in the normal
case the parent’s interest is paramount. But even a fit parent is
capable of treating a child like a mere possession.
Cases like this do not present
a bipolar struggle between the parents and the State over who has
final authority to determine what is in a child’s best interests.
There is at a minimum a third individual, whose interests are
implicated in every case to which the statute applies–the child.
It has become standard practice
in our substantive due process jurisprudence to begin our analysis
with an identification of the “fundamental” liberty interests
implicated by the challenged state action. See, e.g.,
ante, at 6—8 (opinion of O’Connor, J.); Washington v.
Glucksberg,
521 U.S. 702 (1997); Planned Parenthood of Southeastern Pa.
v. Casey,
505 U.S. 833 (1992). My colleagues are of course correct to
recognize that the right of a parent to maintain a relationship
with his or her child is among the interests included most often
in the constellation of liberties protected through the
Fourteenth Amendment. Ante, at 6—8 (opinion of
O’Connor, J.). Our cases leave no doubt that parents have a
fundamental liberty interest in caring for and guiding their
children, and a corresponding privacy interest–absent exceptional
circumstances–in doing so without the undue interference of
strangers to them and to their child. Moreover, and critical in
this case, our cases applying this principle have explained that
with this constitutional liberty comes a presumption (albeit a
rebuttable one) that “natural bonds of affection lead parents to
act in the best interests of their children.” Parham v.
J. R.,
442 U.S. 584, 602 (1979); see also Casey, 505 U.S., at
895; Santosky v. Kramer,
455 U.S. 745, 759 (1982) (State may not presume, at
factfinding stage of parental rights termination proceeding, that
interests of parent and child diverge); see also ante, at
9—10 (opinion of O’Connor, J.).
Despite this Court’s repeated
recognition of these significant parental liberty interests, these
interests have never been seen to be without limits. In Lehr
v. Robertson,
463 U.S. 248 (1983), for example, this Court held that a
putative biological father who had never established an actual
relationship with his child did not have a constitutional right to
notice of his child’s adoption by the man who had married the
child’s mother. As this Court had recognized in an earlier case, a
parent’s liberty interests “ ‘do not
spring full-blown from the biological connection between parent
and child. They require relationships more enduring.’
” Id., at 260 (quoting Caban v.
Mohammed,
441 U.S. 380, 397 (1979)).
Conversely, in Michael H.
v. Gerald D.,
491 U.S. 110 (1989), this Court concluded that despite both
biological parenthood and an established relationship with a young
child, a father’s due process liberty interest in maintaining some
connection with that child was not sufficiently powerful to
overcome a state statutory presumption that the husband of the
child’s mother was the child’s parent. As a result of the
presumption, the biological father could be denied even visitation
with the child because, as a matter of state law, he was not a
“parent.” A plurality of this Court there recognized that the
parental liberty interest was a function, not simply of “isolated
factors” such as biology and intimate connection, but of the
broader and apparently independent interest in family. See,
e.g. . id., at 123; see also Lehr, 463 U.S., at 261;
Smith v. Organization of Foster Families For Equality &
Reform,
431 U.S. 816, 842—847 (1977); Moore v. East
Cleveland,
431 U.S. 494, 498—504 (1977).
A parent’s rights with respect
to her child have thus never been regarded as absolute, but rather
are limited by the existence of an actual, developed relationship
with a child, and are tied to the presence or absence of some
embodiment of family. These limitations have arisen, not simply
out of the definition of parenthood itself, but because of this
Court’s assumption that a parent’s interests in a child must be
balanced against the State’s long-recognized interests as
parens patriae, see, e.g., Reno v. Flores,
507 U.S. 292, 303—304 (1993); Santosky v. Kramer,
455 U.S., at 766; Parham, 442 U.S., at 605; Prince
v. Massachusetts,
321 U.S. 158, 166 (1944), and, critically, the child’s own
complementary interest in preserving relationships that serve her
welfare and protection, Santosky, 455 U.S., at 760.
While this Court has not yet
had occasion to elucidate the nature of a child’s liberty
interests in preserving established familial or family-like bonds,
491 U.S., at 130 (reserving the question), it seems to me
extremely likely that, to the extent parents and families have
fundamental liberty interests in preserving such intimate
relationships, so, too, do children have these interests, and so,
too, must their interests be balanced in the equation.8
At a minimum, our prior cases recognizing that children are,
generally speaking, constitutionally protected actors require that
this Court reject any suggestion that when it comes to parental
rights, children are so much chattel. See ante, at 5—6
(opinion of O’Connor, J.) (describing States’ recognition of “an
independent third-party interest in a child”). The constitutional
protection against arbitrary state interference with parental
rights should not be extended to prevent the States from
protecting children against the arbitrary exercise of parental
authority that is not in fact motivated by an interest in the
welfare of the child.9
This is not, of course, to
suggest that a child’s liberty interest in maintaining contact
with a particular individual is to be treated invariably as on a
par with that child’s parents’ contrary interests. Because our
substantive due process case law includes a strong presumption
that a parent will act in the best interest of her child, it would
be necessary, were the state appellate courts actually to confront
a challenge to the statute as applied, to consider whether the
trial court’s assessment of the “best interest of the child”
incorporated that presumption. Neither would I decide whether the
trial court applied Washington’s statute in a constitutional way
in this case, although, as I have explained, n. 3, supra, I
think the outcome of this determination is far from clear. For the
purpose of a facial challenge like this, I think it safe to assume
that trial judges usually give great deference to parents’ wishes,
and I am not persuaded otherwise here.
But presumptions
notwithstanding, we should recognize that there may be
circumstances in which a child has a stronger interest at stake
than mere protection from serious harm caused by the termination
of visitation by a “person” other than a parent. The almost
infinite variety of family relationships that pervade our
ever-changing society strongly counsel against the creation by
this Court of a constitutional rule that treats a biological
parent’s liberty interest in the care and supervision of her child
as an isolated right that may be exercised arbitrarily. It is
indisputably the business of the States, rather than a federal
court employing a national standard, to assess in the first
instance the relative importance of the conflicting interests that
give rise to disputes such as this.10
Far from guaranteeing that parents’ interests will be trammeled in
the sweep of cases arising under the statute, the Washington law
merely gives an individual–with whom a child may have an
established relationship–the procedural right to ask the State to
act as arbiter, through the entirely well-known best-interests
standard, between the parent’s protected interests and the
child’s. It seems clear to me that the Due Process Clause of the
Fourteenth Amendment leaves room for States to consider the
impact on a child of possibly arbitrary parental decisions that
neither serve nor are motivated by the best interests of the
child.
Accordingly, I respectfully
dissent.
Justice Scalia, dissenting.
In my view, a right of parents
to direct the upbringing of their children is among the
“unalienable Rights” with which the Declaration of Independence
proclaims “all Men … are endowed by their Creator.” And in my view
that right is also among the “othe[r] [rights] retained by the
people” which the
Ninth Amendment says the Constitution’s enumeration of rights
“shall not be construed to deny or disparage.” The Declaration of
Independence, however, is not a legal prescription conferring
powers upon the courts; and the Constitution’s refusal to “deny or
disparage” other rights is far removed from affirming any one of
them, and even farther removed from authorizing judges to identify
what they might be, and to enforce the judges’ list against laws
duly enacted by the people. Consequently, while I would think it
entirely compatible with the commitment to representative
democracy set forth in the founding documents to argue, in
legislative chambers or in electoral campaigns, that the state has
no power to interfere with parents’ authority over the
rearing of their children, I do not believe that the power which
the Constitution confers upon me as a judge entitles me to
deny legal effect to laws that (in my view) infringe upon what is
(in my view) that unenumerated right.
Only three holdings of this
Court rest in whole or in part upon a substantive constitutional
right of parents to direct the upbringing of their children1–two
of them from an era rich in substantive due process holdings that
have since been repudiated. See Meyer v. Nebraska,
262 U.S. 390, 399, 401 (1923); Pierce v. Society of
Sisters,
268 U.S. 510, 534—535 (1925); Wisconsin v. Yoder,
406 U.S. 205, 232—233 (1972). Cf. West Coast Hotel Co.
v. Parrish,
300 U.S. 379 (1937) (overruling Adkins v. Children’s
Hospital of D. C.,
261 U.S. 525 (1923)). The sheer diversity of today’s opinions
persuades me that the theory of unenumerated parental rights
underlying these three cases has small claim to stare decisis
protection. A legal principle that can be thought to produce such
diverse outcomes in the relatively simple case before us here is
not a legal principle that has induced substantial reliance. While
I would not now overrule those earlier cases (that has not been
urged), neither would I extend the theory upon which they rested
to this new context.
Judicial vindication of
“parental rights” under a Constitution that does not even mention
them requires (as Justice Kennedy’s opinion rightly points out)
not only a judicially crafted definition of parents, but
also–unless, as no one believes, the parental rights are to be
absolute–judicially approved assessments of “harm to the child”
and judicially defined gradations of other persons (grandparents,
extended family, adoptive family in an adoption later found to be
invalid, long-term guardians, etc.) who may have some claim
against the wishes of the parents. If we embrace this unenumerated
right, I think it obvious–whether we affirm or reverse the
judgment here, or remand as Justice Stevens or Justice Kennedy
would do–that we will be ushering in a new regime of judicially
prescribed, and federally prescribed, family law. I have no reason
to believe that federal judges will be better at this than state
legislatures; and state legislatures have the great advantages of
doing harm in a more circumscribed area, of being able to correct
their mistakes in a flash, and of being removable by the people.2
For these reasons, I would
reverse the judgment below.
Justice Kennedy, dissenting.
The Supreme Court of Washington
has determined that petitioners Jenifer and Gary Troxel have
standing under state law to seek court-ordered visitation with
their grandchildren, notwithstanding the objections of the
children’s parent, respondent Tommie Granville. The statute relied
upon provides:
“Any person may petition the court
for visitation rights at any time including, but not limited to,
custody proceedings. The court may order visitation rights for any
person when visitation may serve the best interest of the child
whether or not there has been any change of circumstances.” Wash.
Rev. Code §26.10.160(3) (1994).
After acknowledging this statutory
right to sue for visitation, the State Supreme Court invalidated
the statute as violative of the United States Constitution,
because it interfered with a parent’s right to raise his or her
child free from unwarranted interference. In re Smith, 137
Wash. 2d 1, 969 P.2d 21 (1998). Although parts of the court’s
decision may be open to differing interpretations, it seems to be
agreed that the court invalidated the statute on its face, ruling
it a nullity.
The first flaw the State
Supreme Court found in the statute is that it allows an award of
visitation to a non-parent without a finding that harm to the
child would result if visitation were withheld; and the second is
that the statute allows any person to seek visitation at any time.
In my view the first theory is too broad to be correct, as it
appears to contemplate that the best interests of the child
standard may not be applied in any visitation case. I acknowledge
the distinct possibility that visitation cases may arise where,
considering the absence of other protection for the parent under
state laws and procedures, the best interests of the child
standard would give insufficient protection to the parent’s
constitutional right to raise the child without undue intervention
by the state; but it is quite a different matter to say, as I
understand the Supreme Court of Washington to have said, that a
harm to the child standard is required in every instance.
Given the error I see in the
State Supreme Court’s central conclusion that the best interests
of the child standard is never appropriate in third-party
visitation cases, that court should have the first opportunity to
reconsider this case. I would remand the case to the state court
for further proceedings. If it then found the statute has been
applied in an unconstitutional manner because the best interests
of the child standard gives insufficient protection to a parent
under the circumstances of this case, or if it again declared the
statute a nullity because the statute seems to allow any person at
all to seek visitation at any time, the decision would present
other issues which may or may not warrant further review in this
Court. These include not only the protection the Constitution
gives parents against state-ordered visitation but also the extent
to which federal rules for facial challenges to statutes control
in state courts. These matters, however, should await some further
case. The judgment now under review should be vacated and remanded
on the sole ground that the harm ruling that was so central to the
Supreme Court of Washington’s decision was error, given its broad
formulation.
Turning to the question whether
harm to the child must be the controlling standard in every
visitation proceeding, there is a beginning point that commands
general, perhaps unanimous, agreement in our separate opinions: As
our case law has developed, the custodial parent has a
constitutional right to determine, without undue interference by
the state, how best to raise, nurture, and educate the child. The
parental right stems from the liberty protected by the Due Process
Clause of the
Fourteenth Amendment. See, e.g., Meyer v.
Nebraska,
262 U.S. 390, 399, 401 (1923); Pierce v. Society of
Sisters,
268 U.S. 510, 534—535 (1925); Prince v.
Massachusetts,
321 U.S. 158, 166 (1944); Stanley v. Illinois,
405 U.S. 645, 651—652 (1972); Wisconsin v. Yoder,
406 U.S. 205, 232—233 (1972); Santosky v. Kramer,
455 U.S. 745, 753—754 (1982). Pierce and Meyer,
had they been decided in recent times, may well have been grounded
upon
First Amendment principles protecting freedom of speech,
belief, and religion. Their formulation and subsequent
interpretation have been quite different, of course; and they long
have been interpreted to have found in
Fourteenth Amendment concepts of liberty an independent right
of the parent in the “custody, care and nurture of the child,”
free from state intervention. Prince, supra, at 166. The
principle exists, then, in broad formulation; yet courts must use
considerable restraint, including careful adherence to the
incremental instruction given by the precise facts of particular
cases, as they seek to give further and more precise definition to
the right.
The State Supreme Court sought
to give content to the parent’s right by announcing a categorical
rule that third parties who seek visitation must always prove the
denial of visitation would harm the child. After reviewing some of
the relevant precedents, the Supreme Court of Washington concluded
“ ‘[t]he requirement of harm is the
sole protection that parents have against pervasive state
interference in the parenting process.’
” In re Smith, 137 Wash. 2d, at 19—20, 969 P.2d, at 30
(quoting Hawk v. Hawk, 855 S. W. 2d 573, 580 (Tenn.
1993)). For that reason, “[s]hort of preventing harm to the
child,” the court considered the best interests of the child to be
“insufficient to serve as a compelling state interest overruling a
parent’s fundamental rights.” In re Smith, supra, at 20,
969 P.2d, at 30.
While it might be argued as an
abstract matter that in some sense the child is always harmed if
his or her best interests are not considered, the law of domestic
relations, as it has evolved to this point, treats as distinct the
two standards, one harm to the child and the other the best
interests of the child. The judgment of the Supreme Court of
Washington rests on that assumption, and I, too, shall assume that
there are real and consequential differences between the two
standards.
On the question whether one
standard must always take precedence over the other in order to
protect the right of the parent or parents, “[o]ur Nation’s
history, legal traditions, and practices” do not give us clear or
definitive answers. Washington v. Glucksberg,
521 U.S. 702, 721 (1997). The consensus among courts and
commentators is that at least through the 19th century there was
no legal right of visitation; court-ordered visitation appears to
be a 20th-century phenomenon. See, e.g., 1 D. Kramer, Legal
Rights of Children 124, 136 (2d ed. 1994); 2 J. Atkinson, Modern
Child Custody Practice §8.10 (1986). A case often cited as one of
the earliest visitation decisions, Succession of Reiss, 46
La. Ann. 347, 353, 15 So. 151, 152 (1894), explained that “the
obligation ordinarily to visit grandparents is moral and not
legal”–a conclusion which appears consistent with that of American
common law jurisdictions of the time. Early 20th-century
exceptions did occur, often in cases where a relative had acted in
a parental capacity, or where one of a child’s parents had died.
See Douglass v. Merriman, 163 S. C. 210, 161 S. E.
452 (1931) (maternal grandparent awarded visitation with child
when custody was awarded to father; mother had died); Solomon
v. Solomon, 319 Ill. App. 618, 49 N. E. 2d 807 (1943)
(paternal grandparents could be given visitation with child in
custody of his mother when their son was stationed abroad; case
remanded for fitness hearing); Consaul v. Consaul,
63 N. Y. S. 2d 688 (Sup. Ct. Jefferson Cty. 1946) (paternal
grandparents awarded visitation with child in custody of his
mother; father had become incompetent). As a general matter,
however, contemporary state-court decisions acknowledge that
“[h]istorically, grandparents had no legal right of visitation,”
Campbell v. Campbell, 896 P.2d 635, 642, n. 15 (Utah
App. 1995), and it is safe to assume other third parties would
have fared no better in court.
To say that third parties have
had no historical right to petition for visitation does not
necessarily imply, as the Supreme Court of Washington concluded,
that a parent has a constitutional right to prevent visitation in
all cases not involving harm. True, this Court has acknowledged
that States have the authority to intervene to prevent harm to
children, see, e.g., Prince, supra, at 168—169; Yoder,
supra, at 233—234, but that is not the same as saying that a
heightened harm to the child standard must be satisfied in every
case in which a third party seeks a visitation order. It is also
true that the law’s traditional presumption has been “that natural
bonds of affection lead parents to act in the best interests of
their children,” Parham v. J. R.,
442 U.S. 584, 602 (1979); and “[s]imply because the decision
of a parent is not agreeable to a child or because it involves
risks does not automatically transfer the power to make that
decision from the parents to some agency or officer of the state,”
id., at 603. The State Supreme Court’s conclusion that the
Constitution forbids the application of the best interests of the
child standard in any visitation proceeding, however, appears to
rest upon assumptions the Constitution does not require.
My principal concern is that
the holding seems to proceed from the assumption that the parent
or parents who resist visitation have always been the child’s
primary caregivers and that the third parties who seek visitation
have no legitimate and established relationship with the child.
That idea, in turn, appears influenced by the concept that the
conventional nuclear family ought to establish the visitation
standard for every domestic relations case. As we all know, this
is simply not the structure or prevailing condition in many
households. See, e.g., Moore v. East Cleveland,
431 U.S. 494 (1977). For many boys and girls a traditional
family with two or even one permanent and caring parent is simply
not the reality of their childhood. This may be so whether their
childhood has been marked by tragedy or filled with considerable
happiness and fulfillment.
Cases are sure to arise–perhaps
a substantial number of cases–in which a third party, by acting in
a caregiving role over a significant period of time, has developed
a relationship with a child which is not necessarily subject to
absolute parental veto. See Michael H. v. Gerald D.,
491 U.S. 110 (1989) (putative natural father not entitled to
rebut state law presumption that child born in a marriage is a
child of the marriage); Quilloin v. Walcott,
434 U.S. 246 (1978) (best interests standard sufficient in
adoption proceeding to protect interests of natural father who had
not legitimated the child); see also Lehr v. Robertson,
463 U.S. 248, 261 (1983) (“
‘[T]he importance of the familial relationship, to the individuals
involved and to the society, stems from the emotional attachments
that derive from the intimacy of daily association, and from the
role it plays in ‘promot[ing] a way of life’ through the
instruction of children … as well as from the fact of blood
relationship.’ ” (quoting Smith
v. Organization of Foster Families For Equality & Reform,
431 U.S. 816, 844 (1977) (in turn quoting Yoder, 406
U.S., at 231—233))). Some pre-existing relationships, then, serve
to identify persons who have a strong attachment to the child with
the concomitant motivation to act in a responsible way to ensure
the child’s welfare. As the State Supreme Court was correct to
acknowledge, those relationships can be so enduring that “in
certain circumstances where a child has enjoyed a substantial
relationship with a third person, arbitrarily depriving the child
of the relationship could cause severe psychological harm to the
child,” In re Smith, 137 Wash. 2d, at 20, 969 P.2d, at 30;
and harm to the adult may also ensue. In the design and
elaboration of their visitation laws, States may be entitled to
consider that certain relationships are such that to avoid the
risk of harm, a best interests standard can be employed by their
domestic relations courts in some circumstances.
Indeed, contemporary practice
should give us some pause before rejecting the best interests of
the child standard in all third-party visitation cases, as the
Washington court has done. The standard has been recognized for
many years as a basic tool of domestic relations law in visitation
proceedings. Since 1965 all 50 States have enacted a third-party
visitation statute of some sort. See ante, at 15, n.
(plurality opinion). Each of these statutes, save one, permits a
court order to issue in certain cases if visitation is found to be
in the best interests of the child. While it is unnecessary for us
to consider the constitutionality of any particular provision in
the case now before us, it can be noted that the statutes also
include a variety of methods for limiting parents’ exposure to
third-party visitation petitions and for ensuring parental
decisions are given respect. Many States limit the identity of
permissible petitioners by restricting visitation petitions to
grandparents, or by requiring petitioners to show a substantial
relationship with a child, or both. See, e.g., Kan. Stat.
Ann. §38—129 (1993 and Supp. 1998) (grandparent visitation
authorized under certain circumstances if a substantial
relationship exists); N. C. Gen. Stat. §§50—13.2, 50—13.2A,
50—13.5 (1999) (same); Iowa Code §598.35 (Supp. 1999) (same;
visitation also authorized for great-grandparents); Wis. Stat.
§767.245 (Supp. 1999) (visitation authorized under certain
circumstances for “a grandparent, greatgrandparent, stepparent or
person who has maintained a relationship similar to a parent-child
relationship with the child”). The statutes vary in other
respects–for instance, some permit visitation petitions when there
has been a change in circumstances such as divorce or death of a
parent, see, e.g., N. H. Rev. Stat. Ann. §458:17—d (1992),
and some apply a presumption that parental decisions should
control, see, e.g., Cal. Fam. Code Ann. §§3104(e)—(f) (West
1994); R. I. Gen. Laws §15—5—24.3(a)(2)(v) (Supp. 1999). Georgia’s
is the sole State Legislature to have adopted a general harm to
the child standard, see Ga. Code Ann. §19—7—3(c) (1999), and it
did so only after the Georgia Supreme Court held the State’s prior
visitation statute invalid under the Federal and Georgia
Constitutions, see Brooks v. Parkerson, 265 Ga. 189,
454 S. E. 2d 769, cert. denied,
516 U.S. 942 (1995).
In light of the inconclusive
historical record and case law, as well as the almost universal
adoption of the best interests standard for visitation disputes, I
would be hard pressed to conclude the right to be free of such
review in all cases is itself “
‘implicit in the concept of ordered liberty.’
” Glucksberg, 521 U.S., at 721 (quoting Palko v.
Connecticut,
302 U.S. 319, 325 (1937)). In my view, it would be more
appropriate to conclude that the constitutionality of the
application of the best interests standard depends on more
specific factors. In short, a fit parent’s right vis-à-vis a
complete stranger is one thing; her right vis-à-vis another parent
or a de facto parent may be another. The protection the
Constitution requires, then, must be elaborated with care, using
the discipline and instruction of the case law system. We must
keep in mind that family courts in the 50 States confront these
factual variations each day, and are best situated to consider the
unpredictable, yet inevitable, issues that arise. Cf.
Ankenbrandt v. Richards,
504 U.S. 689, 703—704 (1992).
It must be recognized, of
course, that a domestic relations proceeding in and of itself can
constitute state intervention that is so disruptive of the
parent-child relationship that the constitutional right of a
custodial parent to make certain basic determinations for the
child’s welfare becomes implicated. The best interests of the
child standard has at times been criticized as indeterminate,
leading to unpredictable results. See, e.g., American Law
Institute, Principles of the Law of Family Dissolution 2, and n. 2
(Tentative Draft No. 3, Mar. 20, 1998). If a single parent who is
struggling to raise a child is faced with visitation demands from
a third party, the attorney’s fees alone might destroy her hopes
and plans for the child’s future. Our system must confront more
often the reality that litigation can itself be so disruptive that
constitutional protection may be required; and I do not discount
the possibility that in some instances the best interests of the
child standard may provide insufficient protection to the
parent-child relationship. We owe it to the Nation’s domestic
relations legal structure, however, to proceed with caution.
It should suffice in this case
to reverse the holding of the State Supreme Court that the
application of the best interests of the child standard is always
unconstitutional in third-party visitation cases. Whether, under
the circumstances of this case, the order requiring visitation
over the objection of this fit parent violated the Constitution
ought to be reserved for further proceedings. Because of its
sweeping ruling requiring the harm to the child standard, the
Supreme Court of Washington did not have the occasion to address
the specific visitation order the Troxels obtained. More specific
guidance should await a case in which a State’s highest court has
considered all of the facts in the course of elaborating the
protection afforded to parents by the laws of the State and by the
Constitution itself. Furthermore, in my view, we need not address
whether, under the correct constitutional standards, the
Washington statute can be invalidated on its face. This question,
too, ought to be addressed by the state court in the first
instance.
In my view the judgment under
review should be vacated and the case remanded for further
proceedings.
Copyright © 2002 The
Law Advisor Network
[ Home ] [ Contact Child Custody ] [ Child Custody ] [ Child Custody F.A.Q.s ] [ Child Custody F.A.Q.s ] [ Child Support ] [ Visitation ] [ Grandparents ] [ Divorce Guidelines ] [ Divorce F.A.Q. ] [ Directions ] [ Dallas Child Custody ]
[ Home ]
|